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NEW QUESTION: 1
You visit a website to retrieve the listing of a company's staff members. But you can not find it on the website. You know the listing was certainly present one year before. How can you retrieve information from the outdated website?
A. Visit customers' and prtners' websites
B. Download the website and crawl it
C. Through Google searching cached files
D. Through Archive.org
Answer: D
Explanation:
Archive.org mirrors websites and categorizes them by date and month depending on the crawl time. Archive.org dates back to 1996,Google is incorrect because the cache is only as recent as the latest crawl,the cache is over-written on each subsequent crawl. Download the website is incorrect becausethat's the same as what you see online. Visiting customer partners websites is just bogus. The answer is then Firmly,C,archive.org

NEW QUESTION: 2
Which customer transaction with a securities dealer would indicate the highest suspicion of money laundering?
A. Recurring transfers of money into a brokerage account subsequently invested in short-term securities
B. A high level of account activity with very low levels of securities transactions
C. Investment in securities with a significantly lower risk than the customer's expressed risk tolerance
D. Frequent trades in unlisted securities throughout the day on a regular basis
Answer: B

NEW QUESTION: 3
Anabella Marconi is a junior industry analyst with Trackstar Blue, an investment advisory service firm. She has been assigned to follow 3 different firms in the telecommunication industry and reports directly to the senior manager, Constantine Naples. Constantine manages 9 other analysts and has to frequently visit Trackstar's other offices around the country. Recently, Anabella received a "friendly tip" from her friend, Socorro Shue, who works for Quicktel Com, one of the firms that Anabella is following. Socorro informed Anabella about an ultra-fast broadband channel that was about to be released by Quicktel. The channel had the potential to catapult Quicktel from the minor league to competing with national telecom giants.
Anabella quickly prepared a memo for Constantine advising him of her change in the recommendation on Quicktel from hold to buy. Constantine briefly discussed the reasons with her and asked her to circulate the memo amongst the portfolio managers. Shortly thereafter, he left for San Francisco for a 10-day business trip. Anabella conferred with the portfolio managers, who then bought a substantial stake in Quicktel in the open market.
I. Anabella has not violated any AIMR code but Constantine has violated Standard III (E) - Responsibilities of Supervisors.
II. Anabella has violated Standard III (B) - Duty to Employer.
III. Anabella has violated Standard IV (B.3) - Fair Dealing.
IV. Anabella has violated Standard V (A) - Prohibition against Use of Non-Public Information.
A. III and IV only
B. II and IV only
C. IV only
D. I only
Answer: C
Explanation:
Explanation/Reference:
Explanation:
By using a "friendly tip" from an insider in her recommendation, Anabella has violated Standard V (A) - Prohibition against Use of Non-Public Information. Note that due to this, she is also in violation of Standard I - Fundamental Responsibilities and Standard II (B) - Professional Misconduct (In general, any violation of the laws of a regulatory or governmental body will automatically trigger an infringement of these two laws).
However, since she does not handle any client accounts, she is not in a position to violate Standard IV (B.3) - Fair Dealing. The portfolio managers of Trackstar violate Standard IV (B.3) if they give preferential treatment to some of their clients while using the investment recommendation. Constantine, in spreading himself too thin to be able to effectively manage his subordinates and not checking to see if Anabella was violating any securities laws (insider trading in this case) is in violation of Standard III (E) - Responsibilities of Supervisors. In fact, he can be held criminally accountable for not curbing insider trading in his group through sheer negligence.

NEW QUESTION: 4
What types of data can the Archiver store?
A. Raw Log only
B. Raw Log, Log Meta. Packet Meta
C. Raw Log and Log Meta
D. Raw Log. Log Meta. Raw Packet. Packet Meta
Answer: D