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  • Exam Name: PECB ISO 31000 Lead Risk Manager
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  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
When complying with Standard IV (B.3) - Fair Dealing, there are certain points one should be sure to address when establishing compliance procedures. Which of the following points is NOT mentioned in the Standards of Practice Handbook?
A. Disclose all corporate relationships.
B. Shorten the time frame between decision and dissemination.
C. Disclose levels of service.
D. Establish procedures for determining material change.
E. Publish personnel guidelines for predissemination.
F. Simultaneous dissemination.
G. Establish control over trading activity.
H. Limit the number of people involved.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Under Standard IV (B.3), members have an obligation to ensure that their firms establish compliance procedures requiring all employees who disseminate investment recommendations or actions to treat clients fairly. The number of people privy to an investment recommendation should be limited. Reasonable efforts should be made to limit the amount of time that lapses between the decision and the dissemination of the recommendation. Guidelines must be established to prohibit persons who have prior knowledge from discussing a pending recommendation. Trading activities should be monitored and controlled.
Procedures should be established to determine whether a change in an investment recommendation is considered material. The organization should disclose to firms whether or not it offers two or more levels of service to clients for the same or different fees.

NEW QUESTION: 2
A company has multiple AWS accounts hosting IT applications. An Amazon CloudWatch Logs agent is installed on all Amazon EC2 instances. The company wants to aggregate all security events in a centralized AWS account dedicated to log storage.
Security Administrators need to perform near-real-time gathering and correlating of events across multiple AWS accounts.
Which solution satisfies these requirements?
A. Create Amazon Kinesis Data Streams in the logging account, subscribe the stream to CloudWatch Logs streams in each application AWS account, configure an Amazon Kinesis Data Firehose delivery stream with the Data Streams as its source, and persist the log data in an Amazon S3 bucket inside the logging AWS account.
B. Configure CloudWatch Logs streams in each application AWS account to forward events to CloudWatch Logs in the logging AWS account. In the logging AWS account, subscribe an Amazon Kinesis Data Firehose stream to Amazon CloudWatch Events, and use the stream to persist log data in Amazon S3.
C. Create a Log Audit IAM role in each application AWS account with permissions to view CloudWatch Logs, configure an AWS Lambda function to assume the Log Audit role, and perform an hourly export of CloudWatch Logs data to an Amazon S3 bucket in the logging AWS account.
D. Configure CloudWatch Logs agents to publish data to an Amazon Kinesis Data Firehose stream in the logging AWS account, use an AWS Lambda function to read messages from the stream and push messages to Data Firehose, and persist the data in Amazon S3.
Answer: A
Explanation:
The solution uses Amazon Kinesis Data Streams and a log destination to set up an endpoint in the logging account to receive streamed logs and uses Amazon Kinesis Data Firehose to deliver log data to the Amazon Simple Storage Solution (S3) bucket. Application accounts will subscribe to stream all (or part) of their Amazon CloudWatch logs to a defined destination in the logging account via subscription filters. https://aws.amazon.com/blogs/architecture/central-logging-in-multi-account-environments/

NEW QUESTION: 3
従業員のVPN接続を構成するソリューションを推奨する必要があります。
推奨事項には何を含める必要がありますか?
A. 接続マネージャー管理キット(CMAK)
B. Microsoft Intune
C. グループポリシー管理コンソール(GPMC)
D. リモートアクセス管理コンソール
Answer: B
Explanation:
Explanation
References:
https://docs.microsoft.com/en-us/windows-server/remote/remote-access/vpn/always-on-vpn/deploy/vpn-deploy-c
Topic 1, Fabrikam, Inc.
Overview
Existing Environment
Fabrikam, Inc. is a distribution company that has 500 employees and 100 contractors.
Active Directory
The network contains an Active Directory forest named fabrikam.com. The forest is synced to Microsoft Azure Active Directory (Azure AD). All the employees are assigned Microsoft 365 E3 licenses.
The domain contains a user account for an employee named User10.
Client Computers
All the employees have computers that run Windows 10 Enterprise. All the computers are installed without Volume License Keys. Windows 10 license keys are never issued.
All the employees register their computer to Azure AD when they first receive the computer.
User10 has a computer named Computer10.
All the contractors have their own computer that runs Windows 10. None of the computers are joined to Azure AD.
Operational Procedures
Fabrikam has the following operational procedures:
Updates are deployed by using Windows Update for Business.
When new contractors are hired, administrators must help the contactors configure the following settings on their computer:
- User certificates
- Browser security and proxy settings
- Wireless network connection settings
Security policies
The following security policies are enforced on all the client computers in the domain:
* All the computers are encrypted by using BitLocker Drive Encryption (BitLocker). BitLocker recovery
* information is stored in Active Directory and Azure AD.
* The local Administrators group on each computer contains an enabled account named LocalAdmin.
* The LocalAdmin account is managed by using Local Administrator Password Solution (LAPS).
Problem Statements
Fabrikam identifies the following issues:
* Employees in the finance department use an application named Application1. Application1 frequently crashes due to a memory error. When Application1 crashes, an event is written to the application log and an administrator runs a script to delete the temporary files and restart the application.
* When employees attempt to connect to the network from their home computer, they often cannot establish a VPN connection because of misconfigured VPN settings.
* An employee has a computer named Computer11. Computer11 has a hardware failure that prevents the computer from connecting to the network.
* User10 reports that Computer10 is not activated.
Technical requirements
Fabrikam identifies the following technical requirements for managing the client computers:
* Provide employees with a configuration file to configure their VPN connection.
* Use the minimum amount of administrative effort to implement the technical requirements.
* Identify which employees' computers are noncompliant with the Windows Update baseline of the company.
* Ensure that the service desk uses Quick Assist to take remote control of an employee's desktop during support calls.
* Automate the configuration of the contractors' computers. The solution must provide a configuration file that the contractors can open from a Microsoft SharePoint site to apply the required configurations.

NEW QUESTION: 4
次のうちSSHプロトコルを使用するのはどれですか?
A. SNMP
B. Stelnet
C. SSL
D. SFTP
E. FTPS
F. SCP
Answer: D,F

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