FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
What are the steps involved in supporting a database oriented programming model? There are 2 correct answers to this question.
A. Advanced and specific models
B. A new and advanced Open SQL
C. Buffer system services
D. Core Data services
Answer: B,D

NEW QUESTION: 2
Transmission control protocol accepts data from a data stream, divides it into chunks, and adds a TCP header creating a TCP segment.
The TCP header is the first 24 bytes of a TCP segment that contains the parameters and state of an end-to-end TCP socket. It is used to track the state of communication between two TCP endpoints.
For a connection to be established or initialized, the two hosts must synchronize. The synchronization requires each side to send its own initial sequence number and to receive a confirmation of exchange in an acknowledgment (ACK) from the other side
The below diagram shows the TCP Header format:

How many bits is a acknowledgement number?
A. 32 bits
B. 24 bits
C. 8 bits
D. 16 bits
Answer: A
Explanation:
Reference: http://en.wikipedia.org/wiki/Transmission_Control_Protocol (acknowledgement number)

NEW QUESTION: 3
Your customer operates three shared services that perform accounting functions across 50 countries.
What feature allows them to share setup data, such as Payment Terms, across Business Units?
A. None. Setup data is partitioned by Business Unit and must be defined separately per Business Unit.
B. Data Access Sets
C. Reference Data Sets
D. Business Units functions
Answer: C

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