FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
Which page type is used to combine references and organize other AppMaker pages?
A. Image+text
B. List
C. Calendar
D. Web page
Answer: B

NEW QUESTION: 2
During a postimplementation review of an enterprise resource management system, an IS auditor would MOST likely:
A. review access control configuration.
B. review detailed design documentation.
C. evaluate interface testing.
D. evaluate system testing.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Reviewing access control configuration would be the first task performed to determine whether security has been appropriately mapped in the system. Since a postimplementation review is done after user acceptance testing and actual implementation, on ewould not engage in interface testing or detailed design documentation. Evaluating interface testing would be part of the implementation process. The issue of reviewing detailed design documentation is not generally relevant to an enterprise resource management system, since these are usually vendor packages with user manuals. System testing should be performed before final user sign off.

NEW QUESTION: 3
When opening a data form, the user experiences slow performance. What three steps could you do to improve the time it takes to open the data form?
A. In the data form definition, remove the option to display alias.
B. Tune the index and data caches in Essbase.
C. Upgrade the client machine's operating system processing speed and RAM.
D. Reduce the number of rows and columns displayed in the data form.
E. Reduce the number of page dimensions used on the Web form
Answer: B,C,D
Explanation:
A: Reducing the amount of rows and columns that need to be accessed would increase performance.
B: The client machine could also be a bottleneck.
E: Indexing and caching would help when loading data into a form.

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